call compliance monitoring

Compliance check written from your meeting

Compliance teams can't listen to every call. Acta flags guarantees, missing risk disclosures, misleading statements and pressure tactics, quotes the exact words, and rates each flag.

Try this template free What's in the report

What the Compliance check contains

Flags promises, missing risk disclosures and risky statements in client calls.

  1. 1

    Flags guarantees, missing risk disclosures, misleading statements and pressure tactics, with the exact words.

  2. 2

    Rates each flag high, medium or low and explains why it was flagged.

  3. 3

    Lists the disclosures that were given.

Flags are for compliance review, not a finding that a rule was broken.

When to use it

  • Adviser and sales calls in regulated firms
  • Compliance sampling
  • Coaching after a complaint

How it works

  1. Turn the template on

    Pick it on the Templates page in Acta. You can run several templates on the same meeting.

  2. Record the meeting

    On Zoom, Google Meet or Teams, with the desktop app, Chrome extension, notetaker or mobile app.

  3. Read the report

    A few minutes after the meeting, the report is next to the summary and transcript.

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Frequently asked questions

Related:

What is the Compliance check template?

Compliance teams can't listen to every call. Acta flags guarantees, missing risk disclosures, misleading statements and pressure tactics, quotes the exact words, and rates each flag.

Is a flag a finding that a rule was broken?

No. Flags are for compliance review, not a finding that a rule was broken.

How are flags rated?

High, medium or low, with an explanation of why each was flagged.

Can AI write the Compliance check from a meeting?

Yes. Acta records the meeting on Zoom, Google Meet or Microsoft Teams, or in person with the mobile app, and writes the Compliance check afterwards from what was said. Anything the meeting didn't cover is shown as missing, not made up.

Do I need a bot in the meeting to get the Compliance check?

No. The Acta desktop app and Chrome extension record from your own computer, so no bot joins the call. When you can't attend, the Acta notetaker can join from your calendar instead.

Is the template free to try?

Yes. Acta is free for 15 days, with unlimited recordings and transcriptions, and every report template included.

Your next Compliance check, written for you.

Free for 15 days. Works with Zoom, Google Meet and Microsoft Teams.

Start for free